SEC Filings
| Filing | Description | Date Filed | Size  |
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| REGDEX | form regdex | Apr 30, 2003 | 0.0 KB |
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| REGDEX | form regdex | Sep 30, 2005 | 0.0 KB |
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| CERTNAS | national exchange activity | Oct 16, 2007 | 0.0 KB |
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| EFFECT | effectiveness order | Oct 16, 2007 | 0.0 KB |
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| EFFECT | effectiveness order | Aug 1, 2011 | 0.0 KB |
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| 4 | slattery, joseph p | Aug 10, 2010 | 17.3 KB |
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| 4 | slattery, joseph p | Sep 8, 2010 | 17.4 KB |
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| 4 | slattery, joseph p | Nov 15, 2010 | 22.1 KB |
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| 4 | slattery, joseph p | May 13, 2010 | 17.1 KB |
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| 4 | slattery, joseph p | May 21, 2010 | 17.1 KB |
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| 4 | slattery, joseph p | May 25, 2010 | 17.1 KB |
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| 4 | slattery, joseph p | Aug 22, 2008 | 17.2 KB |
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| 4 | slattery, joseph p | Mar 10, 2008 | 22.1 KB |
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| 4 | slattery, joseph p | Mar 13, 2008 | 22.3 KB |
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| 4 | simpson, david j | Aug 18, 2010 | 18.8 KB |
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| 4 | simpson, david j | Aug 26, 2010 | 18.8 KB |
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| 4 | simpson, david j | Aug 27, 2010 | 18.8 KB |
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| 4 | simpson, david j | Aug 30, 2010 | 18.8 KB |
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| 4 | simpson, david j | Sep 1, 2010 | 18.8 KB |
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| 4 | simpson, david j | Aug 24, 2010 | 18.8 KB |
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